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Found insideRegulators like The Securities and Exchange Commission (SEC), The Central Bank of Nigeria (CBN), Corporate Affairs Commission (CAC), The Financial Reporting Securities and Exchange Commission (SEC) has vowed the enforcement of electronically. H1 Abridged Financial Statements - Unaudited. of the Federation of Nigeria 2004 that the following . From farmers to retailers, together we worked tirelessly to ensure the supply of food and beverages to communities globally while remaining focused on sustainability. The Securities and Exchange Commission, SECis a Government Agency Mandated to Regulate and Develop the Nigerian Capital Market, SEC Towers, 2015 Annual Reports & Financial Statements 07. latest blogpost. Positioning for a lower carbon energy future. The idea is to ensure listed companies receive such reports few . 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Notice of the 49th Annual General Meeting 1 Corporate Report 2 Financial Statements 3 Shareholders' Information3 N OTICE IS HEREBY GIVEN that the Forty-Ninth Annual General Meeting of GlaxoSmithKline Consumer Nigeria PLC will be held at its Head Ofce, GSK Nigeria House, 1, Industrial Avenue, Ilupeju, Lagos, on Thursday, 23rd (PDF), Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2019 - June 25, 2020(PDF), 2020 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Semiannual Management Report (November 2020)(PDF), Annual Staff Report Relating to the Use of Form PF Data(PDF), Division of Enforcement 2020 Annual Report(PDF), Report on Administrative Proceedings for the Period April 1, 2020 through September 30, 2020(PDF), FY 2016 Service Contract Inventory Analysis(PDF), FY 2016 Service Contract Inventory with Planned Analysis of FY 2017 Inventory(PDF), FY 2017 Service Contract Inventory Analysis(PDF), Planned Analysis of FY 2018 Inventory(PDF), U.S. Credit Markets Interconnectedness and the Effects of the COVID-19 Economic Shock, Staff Report on the Regulation of Clearing Agencies(PDF), FY 2018 SEC Affirmative Action Plan for Persons with Disabilities(PDF), Report to Congress on Regulation A / Regulation D Performance(PDF), Staff Report on Algorithmic Trading in U.S. Capital Markets(PDF), Annual Equal Employment Opportunity Program Status Report 2018 (PDF) Equal Employment Opportunity(PDF), Annual Equal Employment Opportunity Program Status Report 2017 (PDF) Equal Employment Opportunity(PDF), Office of the Investor Advocate Report on Objectives for Fiscal Year 2021(PDF), Semiannual Management Report (May 2020)(PDF), SEC OMWI FY 2019 Annual Report to Congress(PDF), Report on Administrative Proceedings For the Period October 1, 2019 through March 31, 2020(PDF), Regulation A Lookback Study and Offering Limit Review Analysis, 2020(PDF), Fiscal Year 2021 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2019 Annual Performance Report, Federal Employee Viewpoint Survey 2019(XLSX), 2019 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2018 - June 25, 2019 (PDF), Annual Report on Existing SEC Websites and Digital Services Pursuant to Section 3 of the 21st Century Integrated Digital Experience Act(PDF), Semiannual Management Report (November 2019)(PDF), Office of the Investor Advocate Report on Activities for FY 2019(PDF), 2019 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF), Division of Enforcement 2019 Annual Report(PDF), Report on Administrative Proceedings For the Period April 1, 2019 through September 30, 2019(PDF), Office of the Investor Advocate Report on Objectives for Fiscal Year 2020(PDF), FY 2017 SEC Affirmative Action Plan for Persons with Disabilities(PDF), SEC OMWI FY 2018 Annual Report to Congress(PDF), Report on Administrative Proceedings For the Period October 1, 2018 through March 31, 2019(PDF), Fiscal Year 2020 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2018 Annual Performance Report, Federal Employee Viewpoint Survey 2018(XLSX), Office of the Investor Advocate FY 2018 Report on Activities(PDF), Annual Report to Congress on Nationally Recognized Statistical Rating Organization - June 26, 2017 - June 25, 2018 (PDF), 2018 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), 2018 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF), Division of Enforcement 2018 Annual Report(PDF), Report on Administrative Proceedings For the Period April 1, 2018 through September 30, 2018 (PDF), Office of the Investor Advocate Report on Objectives for Fiscal Year 2019(PDF), Addendum to Division of Enforcement 2017 Annual Report (Select SEC and Market Data Fiscal 2017 Enforcement Information Only)(PDF), 2017 Report and Certification of Internal Supervisory Controls(PDF), Semiannual Management Report (May 2018)(PDF), Report on Administrative Proceedings for the Period October 1, 2017, through March 31, 2018(PDF), SEC OMWI FY 2017 Annual Report to Congress(PDF), Fiscal Year 2019 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2017 Annual Performance Report, Office of the Investor Advocate FY 2017 Report on Activities(PDF), Semiannual Management Report (November 2017)(PDF), 2017 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF), Division of Enforcement 2017 Annual Report(PDF), Addendum to Division of Enforcement 2017 Annual Report (Select SEC and Market Data Fiscal 2017 Enforcement Information Only) (addendum posted June 19, 2018)(PDF), Federal Employee Viewpoint Survey 2017(XLSX), Report on Administrative Proceedings for the Period April 1, 2017 through September 30, 2017(PDF), Annual Equal Employment Opportunity Program Status Report 2016 (PDF) Equal Employment Opportunity(PDF), FY 2015 Service Contract Inventory Analysis(PDF), Planned Analysis of FY 2016 Inventory(PDF), Access to Capital and Market Liquidity(PDF), Office of the Investor Advocate Report on Objectives for Fiscal Year 2018(PDF), Fiscal Year 2018 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2016 Annual Performance Report, Semiannual Management Report (May 2017)(PDF), Report on Administrative Proceedings for the Period October 1, 2016 through March 31, 2017 (PDF), SEC OMWI FY 2016 Annual Report to Congress(PDF), Summary of Performance and Financial Information, Fiscal Year 2016(PDF), Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2015 June 25, 2016 (PDF), 2016 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Office of the Investor Advocate FY 2016 Report on Activities(PDF), Semiannual Management Report (November 2016)(PDF), Report on Modernization and Simplification of Regulation S-K  (PDF), 2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF), Report on Administrative Proceedings for the Period April 1, 2016 through September 30, 2016(PDF), Federal Employee Viewpoint Survey 2016(XLSX), Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports(PDF), Office of the Investor Advocate Report on Objectives for FY 2017(PDF), Semiannual Management Report (May 2016)(PDF), Report on Administrative Proceedings For the Period October 1, 2015 through March 31, 2016(PDF), SEC FY2015 Appendix B and C SCI Details(XLSX), Annual Equal Employment Opportunity Program Status Report 2015(PDF), SEC OMWI FY 2015 Annual Report to Congress(PDF), Summary of Performance and Financial Information, Fiscal Year 2015(PDF), FY 2017 Congressional Justification & FY 2015 Annual Performance Report and FY 2017 Annual Performance Plan, Planned Analysis of FY 2015 Inventory(PDF), 2015 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2014 June 25, 2015(PDF), Office of the Investor Advocate FY 2015 Report on Activities(PDF), Report on the Review of the Definition of Accredited Investor(PDF), Semiannual Management Report (November 2015)(PDF), 2015 Annual Report on the Dodd-Frank Whistleblower Program (PDF), Report on Administrative Proceedings for the Period April 1, 2015 through September 30, 2015(PDF), Joint Staff Report: The U.S. Treasury Market on October 15, 2014(PDF), Office of the Investor Advocate Report on Objectives for FY 2016(PDF), Semiannual Management Report (May 2015)(PDF), Report on Administrative Proceedings For the Period October 1, 2014 through March 31, 2015(PDF), OCIE-FINRA Report on National Senior Investor Initiative(PDF), Annual Equal Employment Opportunity Program Status Report 2014(PDF), SEC OMWI FY 2014 Annual Report to Congress(PDF), Summary of Performance and Financial Information, Fiscal Year 2014(PDF), FY 2016 Congressional Justification & FY 2014 Annual Performance Report and FY 2016 Annual Performance Plan, FY 2013 Service Contract Inventory Analysis(PDF), Planned Analysis of FY 2013 Inventory(PDF), 2014 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Annual Report to Congress - June 26, 2013 June 25, 2014(PDF), Office of the Investor Advocate FY 2014 Report on Activities(PDF), Semiannual Management Report (November 2014)(PDF), 2014 Annual Report on the Dodd-Frank Whistleblower Program (PDF), SEC FY2014 Appendix B and C SCI Details(XLSX), FY 2014 Service Contract Inventory Analysis(PDF), Planned Analysis of FY 2014 Inventory(PDF), Report on Administrative Proceedings for the Period April 1, 2014 through September 30, 2014(PDF), Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports(PDF), Report on Objectives - Office of the Investor Advocate(PDF), Short Sale Position and Transaction Reporting(PDF), Semiannual Management Report (May 2014) (PDF), Report on Administrative Proceedings For the Period October 1, 2013 through March 31, 2014(PDF), SEC OMWI FY 2013 Annual Report to Congress(PDF), 2013: Division of Investment Management Year in Review (PDF), FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Report, Identity Theft: Learn How To Protect Yourself, Understanding Investment Professional Designations (tips from FINRA), 2013 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), JOBS Act Section 108 Report to Congress on Review of Disclosure Requirements in Regulation S-K(PDF), Annual Report to Congress - June 26, 2012 to June 25, 2013(PDF), Report to Congress on Credit Rating Agency Independence Study(PDF), 2013 Annual Report on the Dodd-Frank Whistleblower Program(PDF), Report on Administrative Proceedings for the Period April 1, 2013 through September 30, 2013(PDF), Affinity Fraud: How to Avoid Investment Scams That Target Group, HSPD-12 Implementation Status Report (Personal Identification Verification (PIV) Credentials)(PDF), "Phishing" Fraud: How to Avoid Getting Fried by Phony Phishermen, Fourth Report on the Implementation of SEC Organizational Reform Recommendations(PDF), Report on Administrative Proceedings for the Period October 1, 2012 through March 31, 2013(PDF), Office of Minority and Women Inclusion Annual Report(PDF), A Guide for Seniors: Protect Yourself Against Investment Fraud(PDF), FY 2014 Congressional Justification and Performance Plan & FY 2012 Annual Performance Report, Summary of Performance and Financial Information, Fiscal Year 2012 (PDF)(PDF), Rule 144: Selling Restricted and Control Securities, Trade Execution: What Every Investor Should Know, FY 2012 Service Contract Inventory Analysis(PDF), FY 2011 Service Contract Inventory Analysis(PDF), Planned Analysis of FY 2011 Inventory(PDF), Planned Analysis of FY 2012 Inventory(PDF), Researching the Federal Securities Laws Through the SEC Website, Annual Report to Congress - June 26, 2011 to June 25, 2012(PDF), 2012 Annual Report on the Dodd-Frank Whistleblower Program(PDF), 2012 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Report on Administrative Proceedings for the Period April 1, 2012 through September 30, 2012(PDF), Third Report on the Implementation of SEC Organizational Reform Recommendations(PDF), JOBS Act Section 504 Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)(PDF), Guide to Insider Trading: Online Publications at the SE, Report on Credit Rating Standardization(PDF), SEC Staff Study Regarding Financial Literacy Among Investors, Investment Advisers: What You Need to Know Before Choosing One, Report on the Municipal Securities Market(PDF), JOBS Act Section 106 Report to Congress on Decimalization(PDF), Report on Administrative Proceedings for the Period October 1, 2011 through March 31, 2012(PDF), Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934, Report on the Implementation of SEC Organizational Reform Recommendations(PDF), Annual Report to Congress - June 26, 2010 to June 25, 2011(PDF), Congressional Justification FY 2013 in Brief(PDF), Joint Report on International Swap Regulation(PDF), Researchers and LibrariansEasy Access to Selected Securities and Investor Information at the SEC, 2011 Annual Report on the Dodd-Frank Whistleblower Program(PDF), Report on Administrative Proceedings for the Period April 1, 2011 through September 30, 2011(PDF), Mutual-to-Stock Conversions: Tips for Investor, 2011 Summary Report of Commission Staff's Examinations of Each Nationally Recognized Statistical Rating Organization(PDF), Staff Summary Report on Issues Identified in Examinations of Certain Structured Securities Products Sold to Retail Investors(PDF), Report on Review of Reliance on Credit Ratings(PDF), Review of SEC Contracts for Inclusion of Language Addressing Privacy Act Requirements(PDF), Oversight of and Compliance with Conditions and Representations Related to Exemptive Orders and No-Action Letters(PDF), Establishment of the Office of Minority and Women Inclusion(PDF), Report of Review of Economic Analyses Performed by the Securities and Exchange Commission in Connection with Dodd-Frank Act Rulemakings(PDF), Improper Actions Relating to the Leasing of Office Space(PDF), Study and Recommendations on Section 404(b) of the Sarbanes-Oxley Act of 2002 For Issuers with Public Float Between $75 and $250 Million(PDF), Report on Administrative Proceedings for the Period October 1, 2010 through March 31, 2011(PDF), Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives(PDF), The SEC's Implementation of and Compliance with Homeland Security Presidential Directive 12(PDF), SEC's Oversight of the Securities Investor Protection Corporation's Activities(PDF), OCIE Regional Offices Referrals to Enforcement(PDF), Audit of the SEC Budget Execution Cycle(PDF), U.S. Securities and Exchange Commission Organizational Study and Reform(PDF), 2010 Annual FISMA Executive Summary Report(PDF), About the SECs Office of Investor Education and Advocacy, Congressional Justification FY 2012 in Brief(PDF), Investigation of Abuse of Compensatory Time for Travel by a Headquarters Manager and Ineffective Supervision by Management(PDF), Internet Fraud: How to Avoid Internet Investment Scams, Study and Recommendations on Improved Investor Access to Registration Information About Investment Advisers and Broker-Dealers(PDF), Study on Investment Advisers and Broker-Dealers, Staff Study on Enhancing Investment Adviser Examinations, Annual Report to Congress - 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Found inside Page 93Nigeria .. Norway . Pakistan .. Panama . Paraguay . Peru . Philippines . Poland . Portugal . Rwanda . Senegal . Sierra Leone .. Singapore Somali . Meristem Securities Limited is a Capital Market Conglomerate regulated by the Securities and Exchange Commission (SEC). UBN PROPERTY COMPANY PLC-2019 ANNUAL REPORT June 18, 2020. Securities. The Nigerian Securities and Exchange Commission (SEC) has revealed part of its near-future plans is the phasing out of printed annual reports . SEC ANNUAL REPORTS AND ACCOUNTS 2014. Found inside Page 69 capital market development, non-interest finance and financial literacy. greater innovation The Nigerian Securities and Exchange Commission (SEC) Plot 272, Samuel Adesujo Ademulegun Street, Central Business District, Abuja, FCT. 2015. Providing energy and products for modern life. Copyright 2019, Securities & Exchange Commission, Nigeria. Menu. 2020. The company was incorporated in June 1992 as the first discount house to operate in Nigeria. Nestl - Board of Directors to consider Second Interim Dividend 2011, if any, on 7th December 2011. Securities. Found insideThe pricing formula adopted by the SEC does not do justice to young companies Central Bank of Nigeria, Annual Report and Statement of Accounts, 1963. 5. 1149230_Annual_Report_v8.3_r1.indd 2 3/12/21 10:29 AM. Financial Statements. Twice-yearly supplements keep the book current in this rapidly evolving field. 2017. While the CBN fined the . Annual Report. 2015. Contact Us. Found inside Page 27Marriage may be by( 1 ) Certificate ; ( 2 ) Licence ; and may be solemnized " in any licensed place of worship by any recognised minister " ( Sec . Found inside Page 1798 resource extraction issuer means an issuer that is required to file an annual report with the Commission and engages in the commercial de velopment of Found inside Page 258This includes efforts by Nigeria Stock Exchange (NSE), Companies and Allied 338) research on listed companies in Nigeria using annual report noted that Our portfolio of brands includes Coca-Cola, Sprite, Fanta and other sparkling soft drinks. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. FILING OF ANNUAL RETURNS IN NIGERIA. Found inside Page 75 Electric Prosecutions S.A.e Nigeria settlements Nigeria Attorney General, U.S. Securities and Exchange Commission (SEC) Form 20-F, Annual Report Found insideThis is notsurprising as Nigeria's adultliteracy levelupto 2010stillshows a disappointing70 percent (CBN AnnualReport, 2010). /5. Proshare is Nigeria's Premier Financial, Business and Economic Information Hub (since 2006) Registered Office: Plot 590B, Lekan Asuni Close, Omole Phase II, Isheri LGA, P.O. Found inside Page 36244 , I & N Act - suspension of deportation Occupational preference Sec . 1 1 Africa Algeria Morocco Nigeria South Africa United Arab Republic ( Egypt ) A public company with a class of securities registered under either Section 12 or which is subject to Section 15(d) of the Securities Exchange Act of 1934, as amended ("Exchange Act") must file reports with the SEC ("Reporting Requirements").The underlying basis of the Reporting Requirements is to keep shareholders and the markets informed on a regular basis in a transparent manner. Download. Found inside Page 93Nigeria .. Norway . Pakistan .. Panama . Paraguay Peru .. Philippines . Poland . Portugal . Rwanda . Senegal . Sierra Leone . Singapore Somali . 2019. 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